Compliance Analyst, Expert Network
- Compensation
- Not disclosed
- Location
- Pune
- Work setup
- Not specified
- Seniority
- Not specified
- Employment
- Not specified
- Experience
- 2+ years
- Category
- Legal
- Posted
Must have
- 2-4 years of experience in compliance, legal, operations, customer support, financial services, or another role involving research, analysis, or process-based work is helpful. Recent graduates are enc
- Interested in developing knowledge of compliance concepts relevant to expert networks, including confidentiality, material non-public information (MNPI), and insider trading considerations. Prior expe
- Highly detail-oriented, with the ability to review information carefully, identify relevant details, and consistently apply established policies and procedures.
- Strong analytical and problem-solving skills, with an interest in working through different scenarios and using established guidance to determine the appropriate next steps.
- Strong written and verbal communication skills in English, with the ability to communicate clearly and professionally with both internal teams and clients.
- Organized and reliable, with the ability to manage multiple requests, prioritize work, and maintain accuracy in a fast-paced environment.
- Sound judgment, including knowing when a question can be addressed using established guidance and when it should be escalated for additional review.
- Comfortable learning and working with new systems, tools, and technology used to support compliance processes.
Full description
About AlphaSense:
The world’s most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI, AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equity research, company filings, event transcripts, expert calls, news, trade journals, and clients’ own research content.
The acquisition of Tegus by AlphaSense in 2024 advances our shared mission to empower professionals to make smarter decisions through AI-driven market intelligence. Together, AlphaSense and Tegus will accelerate growth, innovation, and content expansion, with complementary product and content capabilities that enable users to unearth even more comprehensive insights from thousands of content sets. Our platform is trusted by over 6,000 enterprise customers, including a majority of the S&P 500. Founded in 2011, AlphaSense is headquartered in New York City with more than 2,000 employees across the globe and offices in the U.S., U.K., Finland, India, Singapore, Canada, and Ireland. Come join us!
About the Role:
The Compliance Analyst, Expert Network plays an important role in supporting the day-to-day compliance needs of AlphaSense's Expert Network business. Reporting to the Head of Expert Network, this role supports expert sourcing and onboarding, client compliance onboarding and inquiries, and other compliance questions that arise across the Expert Network business.
As part of the Compliance team, the Compliance Analyst will help review experts being considered for client projects, apply AlphaSense's sourcing and compliance policies, and provide guidance to the teams responsible for sourcing experts. The role will also support client-specific compliance requirements and help respond to questions and concerns from clients about AlphaSense's Expert Network compliance practices.
This role is well suited for someone who is interested in developing experience in compliance within a fast-paced technology company. The analyst will receive training on AlphaSense's Expert Network business, compliance policies, and sourcing requirements and will learn how to apply that guidance to different situations and when to escalate questions for additional review.
What You'll Do:
- Review prospective experts for client projects to identify potential compliance considerations and determine whether they can be sourced in accordance with AlphaSense's policies and client-specific requirements.
- Conduct expert onboarding and compliance reviews, including assessing current and prior employment, the companies and topics experts may be asked to discuss, confidentiality obligations, and potential material non-public information (MNPI) concerns.
- Serve as a day-to-day compliance resource for teams sourcing experts, providing guidance on sourcing requirements, reviewing questions that arise throughout the sourcing process, and escalating complex or higher-risk matters as appropriate.