Compliance Analyst (Hybrid- Newark, NJ)

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

Broadridge is hiring! We’re seeking a Compliance Analyst to join our Compliance team. You will be responsible for supporting key compliance governance and monitoring processes, including controls certification, issues management, regulatory inventory reviews, policy management, and compliance assessments. The role involves partnering with subject matter experts and business stakeholders to track remediation activities, monitor recurring review processes, maintain regulatory mappings, and prepare periodic reporting to support effective oversight of the compliance program.

Responsibilities:

• Administer and support the controls certification process, including initial review of evidence submitted by stakeholders

• Prepare periodic reporting related to controls monitoring activities

• Log, track, and monitor issues and associated remediation activities through resolution

• Prepare periodic reporting related to issues management and remediation status

• Administer and support the regulations inventory review process

• Complete initial review of the quarterly sanctions review process

• Administer and prepare annual compliance review procedures, including risk assessment, controls attestation, and supplemental questionnaires

• Track follow-up items, issues, and key focus areas identified through compliance review activities

• Monitor policy review cycles to ensure policies are reviewed and updated in a timely manner

• Support regulatory mapping activities by preparing self-assessments of compliance program regulatory guidance against program elements

• Manage the contract compliance monitoring process, including follow-up with subject matter experts and business contacts on outstanding action items

• Prepare periodic reporting related to contract monitoring and other compliance governance activities

• Build effective working relationships across a federated operating model to drive completion of assigned work

• Work independently and manage multiple compliance processes through completion

Qualifications:

• 3-5 years of audit, risk, or compliance experience

• Ability to work independently and drive work to completion

• Ability to establish relationships and operate effectively in a federated working model

• Experience supporting compliance governance processes such as controls monitoring, issues management, policy management, or regulatory inventory reviews preferred