Skills

regulatory-compliance

Must have

4+ years of experience in BSA/AML, financial crime, internal audit, or regulatory compliance
Experience at a top-tier audit or advisory firm, in-house compliance, or both
Experience writing findings reviewed by a regulator, auditor, or board
Ability to substantiate high-risk assessments with applicable regulations
Working knowledge of the BSA, USA PATRIOT Act, OFAC, and FinCEN expectations

Full description

You will independently test BSA/AML, KYC, OFAC, and transaction-monitoring controls. You will identify and rate control findings using regulatory evidence, analyze transaction data, challenge thresholds and alert logic, track remediation issues, escalate unresolved risks, and prepare for examinations and audits.

Responsibilities

Test BSA/AML, KYC, OFAC, and transaction-monitoring controls independently
Rate findings as high, medium, or low using regulatory evidence
Pull and analyze data
Challenge thresholds, alert logic, and sampling assumptions using quantitative analysis
Track open issues and escalate unresolved items
Prepare for regulatory examinations and audits

Requirements

4+ years of experience in BSA/AML, financial crime, internal audit, or regulatory compliance
Experience at a top-tier audit or advisory firm, in-house compliance, or both
Experience writing findings reviewed by a regulator, auditor, or board
Ability to substantiate high-risk assessments with applicable regulations
Working knowledge of the BSA, USA PATRIOT Act, OFAC, and FinCEN expectations