Global Banking & Markets | Supervisory Risk & Controls | Vice President
- Compensation
- Not disclosed
- Location
- New York, NY, United States
- Work setup
- Not specified
- Seniority
- C level
- Employment
- Part time
- Experience
- 8+ years
- Category
- Not specified
- Posted
Must have
- Bachelor’s degree
- 8–10 years of relevant professional experience, including specific knowledge of supervisory frameworks or exposure to regulatory implementation
- Strong understanding of banking activities, including financing, origination, structuring and underwriting
- Experience partnering with Engineering to define data strategy and deliver control or process enhancements
- Familiarity with securities markets, derivative products and transaction or deal flows
- Demonstrated ability to translate and analyze complex data, perform root-cause, trend and impact analyses, and develop recommendations that support effective decision-making
- Strong project management and organizational skills, with the ability to manage multiple priorities in a fast-paced environment
- Excellent written and verbal communication skills, including the ability to communicate factually, influence stakeholders and present effectively in senior governance forums
- Demonstrated experience managing complex projects and building trusted relationships across business and functional teams
- Sound judgment, attention to detail and a proactive approach to identifying and addressing risk
Full description
GLOBAL BANKING & MARKETS
Global Banking & Markets provides financing, advisory services, risk distribution and hedging solutions to institutional and corporate clients through our FICC and Equities (“GBM Public”) and Investment Banking (“GBM Private”) franchises.
YOUR IMPACT
We are looking for an experienced professional to join the Supervisory Risk & Controls team within Global Banking & Markets and lead the expansion of the supervisory program across GBM Private, with a particular focus on the Capital Solutions Group (CSG).
In this role, you will develop a deep understanding of CSG’s business activities and lead the design, implementation and oversight of a supervisory framework that enables the business to operate effectively while managing supervisory-related risk. You will work closely with senior bankers and partners across Compliance, Engineering, Legal and other stakeholder groups to establish robust controls, monitoring, data capabilities and governance.
OUR IMPACT
The Supervisory Risk & Controls team manages controls covering supervisory-related risks arising from business activities across Global Banking & Markets. The team partners with the businesses to implement controls, support ongoing monitoring and oversight, and develop supervisory tools that help identify, manage and escalate risk.
The Capital Solutions Group brings together a comprehensive suite of financing, origination, structuring and risk management solutions. Its integrated model combines deep client relationships with broad transaction experience to deliver tailored solutions for issuing and investing clients. This role offers the opportunity to help shape the supervisory framework supporting a growing and strategically important business.
HOW YOU WILL FULFILL YOUR POTENTIALRole Responsibilities
- Develop a comprehensive understanding of Capital Solutions Group business activities, products, transaction flows and associated supervisory risks
- Lead the design and implementation of the supervisory framework for CSG, including desk controls, monitoring and related supervisory tools
- Define and implement controls that establish clear supervisory expectations, escalation protocols and standards of evidence
- Establish governance processes that support effective monitoring, oversight, issue identification and remediation across the covered control environment
- Build strong relationships with bankers and stakeholders across Compliance, Engineering, Legal and other relevant functions to implement and enhance the program
- Represent the team in relevant governance forums and provide transparency into first-line monitoring, control performance and engagement with business teams
- Partner with Engineering to define the data strategy and deliver technology-enabled enhancements to the control environment