Internal Audit Manager (VN3138)
- Compensation
- $100K–$140K / yr
- Location
- New York, United States
- Work setup
- Not specified
- Seniority
- Not specified
- Employment
- Not specified
- Experience
- Not specified
- Category
- Finance
- Posted
Skills
Must have
- A bachelor's degree from an accredited institution
- CPA, Part CPA, or other relevant professional qualification preferred
- Series 3 or Swaps Proficiency certification preferred
- 7-10 years of audit experience within complex financial services organizations, including exposure to broking, commodities, securities, and swap dealer activities
- Strong internal audit experience with a solid understanding of financial markets
- Experience within Internal Audit and/or Compliance functions
- Knowledge of financial markets and related products, with futures market experience highly desirable
- Experience operating within regulated environments and applying risk and compliance requirements
- Demonstrated ability to manage senior stakeholder relationships and influence change
- Proven experience leading audits across the full audit lifecycle and supervising audit team members
- Experience developing and implementing audit strategies, policies, procedures, and methodologies
- Strong knowledge of internal audit standards, principles, and best practices within financial services
- Proficiency in information technology and the use of audit-related systems and tools
- Experience conducting risk assessments and audits of complex financial systems and controls
- Experience performing integrated audits involving both technology and business processes, as well as standalone operational audits
Full description
About Marex
Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential liquidity, market access and infrastructure services to clients across energy, commodities and financial markets. The group provides comprehensive breadth and depth of coverage across four core services: clearing, agency and execution, market making, and hedging and investment solutions. It has a leading franchise in many major metals, energy and agricultural products, with access to 60 exchanges. The group provides access to the world’s major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe, Asia and the Americas.
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Role Summary
The Internal Audit Manager is a part of the Audit team and provides advice and influences change at a senior level to improve Marex corporate governance, risk management practice, and internal control environment.
**Overview of Marex/Department Description
Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and analytics.
The Audit team is a global function with presence in London and North America. The team consists of 22 individuals (i.e. 13 in London, 3 in Chicago, 3 in New York, 2 in Paris, and 1 in APAC), with additional support sought from our co-source partners as required.
**Overall Responsibilities
Provide independent assurance and strategic insight to the Board and senior management on the effectiveness of governance, risk management, internal controls, and the overall control environment.
Lead and oversee Internal Audit activities across North America, ensuring high-quality audit execution, effective team leadership, and adherence to professional standards.
Develop and deliver the three-year strategic audit plan and annual audit program, ensuring appropriate coverage of key business, operational, financial, and regulatory risks.
Partner with and influence senior stakeholders to strengthen risk mitigation, improve control effectiveness, and support business objectives and corporate priorities.
Enhance the Internal Audit function through the development of audit methodologies, standards, procedures, quality assurance practices, and technology-enabled audit solutions.