Senior Compliance Officer

Are you looking for the next professional opportunity, that will challenge you and advance your career? Join our team now!

Tickmill is looking to hire a Senior Compliance Officer to join our team to monitor and ensure compliance with all applicable laws, regulations, and standards. Join a high-caliber team and contribute to its success with your passion, hard work and positive attitude.

About Tickmill.

Tickmill is an award-winning, multi-regulated broker offering access to a broad range of asset classes, including CFDs on Forex, Stocks, Indices, Commodities, Cryptocurrencies, and Bonds, as well as Exchange Traded Derivatives such as Futures & Options.

Founded in 2014, the Tickmill Group employs over 330 professionals across offices in London, Cyprus, Poland, Estonia, Seychelles, and several other locations worldwide.

Our culture is built on trust, transparency, and high standards. We bring together ambitious professionals who thrive in an environment that supports growth, innovation, and excellence.

We offer competitive benefits packages, frequent team initiatives, and opportunities for professional development. Join the Tigers!

What does the job look like?

The Senior Compliance Officer will have the opportunity to:

• Ensure the Company’s operations remain compliant with applicable CySEC regulations, MiFID II requirements, AML frameworks, and other relevant regulatory obligations.

• Monitor regulatory developments and maintain up-to-date knowledge of changes in legislation, regulations, circulars, and regulatory announcements. Analyse new regulatory requirements and assess their potential impact on the Company’s operations, policies, and procedures.

• Develop, implement, and maintain a comprehensive Compliance Monitoring Programme. Conduct regular and thorough reviews of the Company’s activities and operations to assess compliance with applicable regulatory requirements. Identify areas of potential or actual non-compliance and work closely with relevant stakeholders to implement appropriate corrective and remedial actions.

• Develop, coordinate, and oversee the Company’s annual Compliance Risk Assessment. Identify, assess, and monitor key compliance risks and ensure appropriate controls and mitigation measures are implemented.

• Review, update, and maintain the Company’s compliance policies, procedures, and internal controls to ensure continued regulatory alignment and effectiveness.

• Prepare, review, and submit regulatory reports and notifications to the relevant regulatory authorities within applicable deadlines ensuring accuracy, completeness and consistency.

• Investigate and manage compliance-related complaints, issues, and incidents in a timely and effective manner

• Liaise effectively with internal departments, senior management, auditors, regulators, and external counterparties on compliance and regulatory matters.

• Provide advice and guidance on compliance and regulatory matters as required.

• Review and approve marketing and promotional materials to ensure compliance with applicable regulatory requirements and internal policies.

• Develop and deliver compliance training and awareness initiatives to employees. Promote a strong culture of compliance and regulatory awareness across the Company.

What will you need to be able to do the job?

• University degree in Law, Business, Finance, Risk Management, Accounting, Economics, Mathematics or a related field

• Holder of the CySEC Advanced and AML Certificates is a must

• 3+ years of relevant experience in a senior role in compliance within the financial services or investment industry, with a focus on European regulations

• Extensive knowledge of CySEC regulations, as well as other relevant laws and regulations pertaining to online trading, shares and derivative products across the European region

• Excellent problem-solving and decision-making skills

• Ability to work effectively in a fast-paced, dynamic environment

• Effective communication and interpersonal skills, with fluency in English and Greek

By joining us, you can expect:

• Unique Opportunity for a career in a global, fast-growing company.

• Attractive remuneration package based on qualifications and experience (including 13th salary and Discretionary Bonuses to reward exceptional performance).

• Opportunities to learn and grow through our “Employee Training & Development program”.

• Medical Insurance Cover, which includes Outpatient, Inpatient, and Dental Care.

• Multiple events to bond with the team and the group through Quarterly/Semestrial Team Activities for all the Company.

• Participation in our welfare investment and savings plan through our Provident Fund Scheme.

• Birthday and Loyalty benefits.

• Collaboration with SportBenefit.

What to expect from our recruitment process:

• First interview with TA and Head of the Department

• Final interview with top management

Make your next Career step and apply NOW!

*Due to the great number of applications, we receive for each of our open vacancies, we are unable to respond on an individual basis