Senior Internal Audit Associate - Anti-Money Laundering

We are on the lookout for a talented Senior Associate to join our Anti-Money Laundering/Know Your Customer Internal Audit team. This is your opportunity to play a crucial role in enhancing our organization's governance and operational excellence!

As a Senior Associate on the Anti-Money Laundering/Know Your Customer Audit Team, you will lead all aspects of the audit lifecycle including, planning, fieldwork, reporting, validation and continuous monitoring. The role is highly visible and also offers you exposure to senior executives outside of Internal Audit across the bank.

Job Responsibilities:

• Plan, execute, and document audit activities, including risk assessments, audit planning, audit testing, control evaluation, report drafting, and follow-up.
• Collaborate with global Audit colleagues to identify and report emerging control issues promptly.
• Maintain the confidentiality and security of Internal Audit communications and information.
• Partner with stakeholders, business management, other control groups, external auditors, and regulators to establish strong working relationships while maintaining independence.
• Finalize audit findings and provide an overall opinion on the control environment by developing recommendations to strengthen internal controls.
• Take ownership of self-development and seek opportunities for continued learning and career growth.
• Champion a culture of innovation and follow 'How We Do Business' Principles.
• Stay up to date with industry trends to identify opportunities for innovations or strategic partnerships.
• Drive efficiency with existing technical infrastructure through automation and embrace new technologies.

Required qualifications, capabilities and skills:

• 5+ years of internal or external auditing experience, or relevant business experience.
• Bachelor's degree (or relevant financial services experience).
• Experience with internal audit methodology and applying concepts in audit delivery and execution.
• Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner.

Preferred qualifications, capabilities, and skills:

• CPA, CIA, CAMS, and/or Advanced Degree in Finance or Accounting.
• Understanding of Anti-Money Laundering (AML), Know Your Customer (KYC), and/or Sanctions regulatory principles.